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Market Reasoning and the (Mostly) Invisible Hand in Higher Education

by David C. Paris

One of the continuing criticisms of higher education is that it tilts to the left.  Conservative voices and ideas, it is claimed, are muted or nonexistent on many campuses, particularly at high status institutions. 

This critique may be a bit overstated, but it is hardly inaccurate.  Many liberal academics are critical of markets and in favor of greater equity in the distribution of resources—and I count myself among them.  Economic reasoning typically suggests that individuals being allowed to follow their own interests in a market society will produce defensible and perhaps desirable collective results.  Many academics are often skeptical that this process, the invisible hand of the market, can be relied on to inevitably produce good results (see the environment, health care).

And yet, in some respects the higher education community is similarly individualistic.   It too behaves in ways that reflect a form of individualistic, market reasoning and a faith in a kind of educational invisible hand. 

Consider the assessment of student learning.  Despite a generation or more of discussion, programs, conferences, accreditation pressure, and government hectoring, arguably the primary mode of assessment at colleges and universities is grading.  One still occasionally hears faculty members resisting assessment initiatives say, “We already assess.  We give grades.” 

Each individual faculty member develops assignments and assesses work through grading.  The grades in assignments are combined into grades for a course, which are in turn compiled in a transcript, which in turn represents a profile of the student’s performance.  These separate individual acts of assessment provide the basis for awarding the degree. 

The assumption here is that if each individual faculty member does his or her job then the result, as represented by the degree, is at least acceptable and may even be good or better.  It is as if an invisible hand were at work.  Just as in economic theory, separate individual actions lead to a reasonable collective result.

What is missing of course and what the movement to do broader assessment asks is what are the results of the separate, relatively private and contextualized transactions that occur in grading.   Independent of grades, what do we know about students’ growth in knowledge, skills, and abilities?  That is, without further inquiry into such results we are left with an act of faith that the separate transactions produce positive overall results.

It might be objected that courses are not completely isolated entities.  There are curricular requirements, typically for general education and the major, that are designed to assure that students at least encounter certain subjects, work on certain skills, and have some in depth knowledge in a subject.  But the same invisible hand reasoning is at work here as well.   If a certain number of general education courses are completed, the aims of general education are assumed to have been achieved, the same with the major.  Although there has been greater pressure to assess results with various measures and projects, do curricular mapping, or set forth more specific overarching curricular goals such as AAC&U’s LEAP initiative and Lumina’s Degree Qualifications Profile, the basic academic market model remains pretty much in place.

To see how this kind of thinking still influences academic attitudes and behavior, consider some of the common reactions to pressure for assessment.  They sound much like conservative reactions to government involvement or regulation of economic markets.   Just as conservatives react to government, academics express fears about compromising institutional autonomy and academic freedom, complain about regulation and bureaucracy, and raise the specter of some kind of authoritarian result, typically the mandated standardized test. 

What is missing in such reactions, as it often is in political debates, is the possibility of some kind of balance between individualism and collectivism.  Professionals in higher education might collectively regulate themselves to address the very real question of student learning, to ascertain what the result of the various work in courses is.   There is some reason to suspect—see Academically Adrift—that the sum of the separate course transactions, the academic version of the invisible hand, may not produce collectively desirable results.   The question, “Are students learning?” needs to be answered more directly and openly.

None of this is to recommend that colleges and universities should be subject to greater regulation with regard to their work with students.  Nor is it to suggest that professional judgments made in the process of grading are invalid.  Rather the question is what the collective results of these interactions are.  That is, as academics are often critical of market reasoning, they should also be alert to similar assumptions and practices in their own work and institutions.  How well our profession serves the individual needs of our students and society should not be left to market reasoning and other acts of faith.

 

NEWSLETTER
May 2012
PERSPECTIVES AND PRACTICE
Reflections on Issues, Efforts, and Experiences
PRESIDENTS’ ALLIANCE SPOTLIGHT
Dominican University
READING LIST
Current Industry Articles and Reports
NEW MEMBERS OF THE PRESIDENTS’ ALLIANCE
NEW ENDORSEMENTS FOR COMMITTING TO QUALITY

PERSPECTIVES AND PRACTICE
Reflections on Issues, Efforts, and Experiences 

Improving Assessment across a University: Four Steps
by Keston H. Fulcher & Chris D. Orem

Several years ago the first author was charged with coordinating assessment for our institution’s approximately 100 undergraduate and graduate academic degree programs. Implicit to this charge was making assessment stronger across programs.  As with many big projects, we began by posing the question, "what does success look like?" In essence, what were we trying to achieve and how would we know when we achieved it?  In this feature we outline a model for improving assessment at an institution, which includes the following steps: a) articulating expectations for assessment, b) sharing these expectations with faculty, c) evaluating programs’ assessment based on these expectations, and d) providing resources to help faculty.

Articulating expectations for assessment
In order for programs to improve assessment, a university must first define assessment. Fortunately, many scholars have weighed in on this definition. Erwin (1991), Palomba and Banta (1999), and Suskie (2009) among others, have offered popular models.  Further, Fulcher, Swain, and Orem (2012) investigated how over 50 institutions defined assessment.  Common to all is that assessment, at a minimum, should include clear student learning outcomes, a robust methodology to collect data on the outcomes, results, and use of the results to improve programs. At JMU, we operationally define assessment as having six components, and we further break those down into 14 elements (see Table 1).  We believe that the broader components form the foundation for quality assessment that can be strengthened through effective facilitation of the more specific elements.

After defining aspects of assessment, we articulated levels of performance for each element within this definitional framework.  We did so via a rubric whereby behavioral descriptors are associated with beginning, developing, good, and exemplary levels of assessment quality for each of the 14 elements.  This rubric, along with other supporting documentation can be found in the Assessment Progress Template.

Sharing assessment expectations with faculty
Once assessment has been operationally defined, the next step is sharing these expectations with stakeholders across campus.  Ideally, one should hold meetings with various groups including the provost, deans, department heads, and program-level assessment coordinators.  Meetings provide the various constituents with an open forum to voice concerns and questions about what is being asked of them.  Depending on the size of your institution, reaching all audience members using this format may take months if not years.  That said, you will certainly want to weigh the benefits of sharing expectations for assessment with stakeholders in person versus faster but more passive approaches such as letters or email.  

Evaluating programs’ assessment
Closely linked to the process of communicating assessment expectations is the third step in our model:  evaluating a program’s assessment. Over several years, there is no better mechanism for reinforcing expectations than evaluating programs on those expectations. At JMU we evaluate each academic degree program’s assessment yearly. 

Two trained raters read an assessment report, independently assign scores to each of the 14 elements described in the rubric, and provide qualitative feedback that is customized to that particular assessment. Raters must adjudicate when their ratings for any individual element are off more than a point. The consistency of these ratings across programs and across time is paramount.  If raters cannot be consistent it means that JMU has not successfully communicated assessment standards to the raters. We have conducted several studies on the reliability of such ratings and, through much training, have achieved professional-level reliability using two raters, with phi coefficients ranging from .88 to .91 (Orem, 2012). 

The feedback to programs helps them identify where their assessments are strong and where they can use improvement. This feedback is shared with the program coordinators, the relevant department heads and deans.

Providing resources to help faculty
The feedback itself is a resource.  It helps faculty determine where their assessments are strong and where they might need help.  For example, problems in data collection could yield samples that are unrepresentative. We provide a range of other resources including an example of an exemplary report, one-on-one consultations, workshops, six-week assessment fellowships, and opportunities for faculty to evaluate assessment reports. Because we have conducted this process for several years, we can determine how much our assessment, across academic degree programs, has improved as evidenced by Figure 1.  Further, because each point on the graph represents a different element of assessment, we can identify areas of assessment that are consistently strong or weak across programs and years.

Overall, across programs, JMU’s assessment is improving.  Part of this growth is attributable to a system whereby expectations for assessment have been made explicit. Further, JMU has provided much support to faculty to engage in quality assessment. And, most responsible for this improvement, faculty have spent considerable time and energy reflecting on their programs.

In an effort to improve assessment by defining expectations for quality assessment, communicating them to faculty, and evaluating faculty responses to the expectations, we offer institutions a process for intentionally scrutinizing their assessment processes.  This process of evaluating the quality of assessment is conceptualized as meta-assessment (Ory, 1992).  Recently, several authors have addressed meta-assessment at the academic degree program and institutional levels (Bresciani, Gardner, & Hickmott, 2009; Fong Bloom, 2010; Fulcher and Orem, 2010; Fulcher, Swain, & Orem, 2012).  We encourage readers to consult these articles to learn more about meta-assessment and its potential for improving assessment.

In closing it should be noted that although this article is about assessment, assessment alone is NOT the end goal for college programs, rather it is student learning. That said, one can only discern students' learning level with robust assessment. In this sense assessment is necessary but insufficient for evidencing student achievement and improvement.  At its best program assessment enables faculty to discern the impact of their pedagogy and curricula on student skills, knowledge, and attitudes. To actually improve student learning, assessment practitioners, faculty, and administrators must communicate effectively so that assessment results are appropriately used to resource and implement targeted interventions.

Keston H. Fulcher is associate director at the
Center for Assessment and Research Studies at James Madison University in Harrisonburg, VA.

Chris D. Orem is the director of institutional effectiveness at
Dabney S. Lancaster Community College, Clifton Forge, VA.


REFERENCES

Bresciani, M. J., Gardner, M. M., & Hickmott, J. (2009). Demonstrating student success: A practical guide to outcomes-based assessment of learning and development in student affairs. Sterling, VA: Stylus.

Erwin, T. D. (1991). Assessing student learning and development:  A practical guide for college faculty and administrators.  San Francisco: Jossey-Bass Publishers.

Fong Bloom, M. (2010, September). Peer review of program assessment efforts: One strategy, multiple gains. Assessment Update, 22(5), 5-7, 16.

Fulcher, K. H. & Orem, C. D. (2010). Evolving from quantity to quality: A new yardstick for assessment. Research and Practice in Assessment, 4(1), 1-10.

Fulcher, K. H., Swain, M. S., & Orem, C. D. (2012 January/February). Expectations for assessment reports: A descriptive analysis. Assessment Update, 24(1), 1-2, 14-16.

Orem, C. D. (2012). Demonstrating validity evidence of meta-assessment scores using generalizability theory.  (Unpublished  doctoral dissertation). James Madison University, Harrisonburg, VA.

Ory, J.C. (1992). Meta-Assessment: Evaluating assessment activities. Research in Higher Education, 33(4), 467-481.

Palomba, C. A., & Banta, T. W. (1999).  Assessment essentials: Planning, implementing and improving assessment in higher education. San Francisco, CA: Jossey-Bass Publishers.

Suskie, L. A. (2009). Assessing student learning: A common sense guide (2nd ed.).  San Francisco: Jossey-Bass.

PRESIDENTS’ ALLIANCE SPOTLIGHT
Dominican University 

Dominican University is a co-ed Catholic school located 10 miles west of downtown Chicago that offers bachelor's and master's degrees and certificate programs.  It has an undergraduate enrollment of 1,953 students and was ranked by U.S. News and World Report in the top tier (#19) of all Midwestern Master's Universities and as a "Best Value" in the Midwest.  The university “prepares students to pursue truth, to give compassionate service and to participate in the creation of a more just and humane world.” 

In 2010, Dominican began the implementation of a five-year strategic plan, Pathways to Distinction.  As part of this plan, the university is developing learning outcomes at the levels of the discipline, school and university in order to advance its commitment to academic quality and excellence.  To date, Dominican has established a set of University-wide Student Learning Goals.  According to Daniel Domin, director of the Office of Academic Assessment, Evaluation, and Achievement, these learning goals were established by the university’s Assessment Committee after examining the learning goals of Dominican’s undergraduate college and graduate schools.  Presently, the committee, which includes faculty as well as academic and student affairs representation, and which Domin chairs, is working with Dominican’s schools/colleges to ensure that their learning outcomes closely align with university-wide student learning outcomes.

As part of its Presidents’ Alliance Action Plan, Dominican plans to:

  • Establish a set of university-wide learning goals and corresponding student learning outcomes;
  • Improve accessibility of student learning outcomes statements to both internal and external stakeholders;
  • Have a standard assessment plan for every program that asks them to describe when, where, and how frequently each student learning outcome is assessed;
  • Develop a curriculum and cocurriculum matrix that identifies where specific learning outcomes are assessed;
  • Make reports on student learning outcomes from throughout the university (curricular and cocurricular) accessible for both internal and external stakeholders through a web-based repository;
  • Have at least one collaborative discussion each semester to discuss using evidence to improve student learning; and
  • Participate in more events designed to initiate or improve assessment practices.

Dominican University has committed to significantly improve assessment of, and accountability for, student learning outcomes on its campus and is pleased to be able to share and publicize its work through the Presidents’ Alliance.  As Domin noted, “One of the things that Dominican values is that it’s important to share what we’re learning and learn what other people are doing.”  Domin also explained that Dominican believes it is doing good work in the area of improving significantly its assessment of student learning outcomes and that the Presidents’ Alliance is a useful mechanism through which other institutions can learn “what we’re doing [and] how we’re doing it.” 

Learn more about how Dominican University is committed to improving significantly its assessment of, and accountability for, student learning outcomes by viewing their Presidents' Alliance Action Plan.

READING LIST
Current Industry Articles and Reports 

A Better Way to Evaluate Colleges—and Improve Education?
Richard Kahlenberg, The Chronicle of Higher Education Innovations blog

Quality Higher Education Doesn't Need to Cost So Much
Dr. Robert Mendenhall, Huffington Post The Blog

Public Policy and Foundation Funding Should Support the Intersection of College Completion and Quality
Elaine P. Maimon, AAC&U liberal.education nation blog

Assessment as a Form of Teaching and Learning
HigherEdJobs

No College Left Behind: A guest post
Robert J. Sternberg, The Washington Post College Inc. blog

Linking Diversity and Civic-Minded Practices with Student Outcomes: New Evidence from National Surveys
Sylvia Hurtado & Linda DeAngelo, Liberal Education

The Quality Challenge: How Kaplan Is Tackling the LEAP Call to Action 
Peter Smith, Liberal Education

Quest for College Accountability Produces Demand for Yet More Student Data
Paul Basken, The Chronicle of Higher Education

Texas A&M Gathers Accountability Data on New Web Site
The Chronicle of Higher Education

U.S. colleges put low priority on student learning, say authors of 'We're Losing Our Minds'
Julie Mack, Michigan Live

NEW MEMBERS OF THE PRESIDENTS’ ALLIANCE
 

The Presidents' Alliance for Excellence in Student Learning and Accountability welcomes SUNY PotsdamTexas A&M University - Corpus Christi , Western Connecticut State University, and Vincennes University.  Learn more about how these institutions are committed to improving student learning by viewing their Action Plans on the Alliance's website.

NEW ENDORSEMENTS FOR COMMITTING TO QUALITY
 

Committing to Quality: Guidelines for Assessment and Accountability in Higher Education has been endorsed by four additional national organizations - the American College Health Association (ACHA), the Association of Community College Trustees (ACCT), the College Reading and Learning Association (CRLA), and the National Association of Developmental Education (NADE).

SEND US YOUR FEEDBACK
 As always, we welcome and appreciate feedback from our supporters. 
If you would like to share your comments and/or suggestions, please e-mail us at
office@newleadershipalliance.org.


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